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SEC-Required Report on Routing of Customer
Orders
Report For Quarter ending |
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STOCK USA INVESTMENTS has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available reports on their order-routing practices. The report provides information on the routing of "non-directed orders" - any order that the customer has not specifically instructed to be routed to a particular venue for execution.
This report is divided into four sections: one for
securities listed on the New York Stock Exchange, one
for securities listed on The Nasdaq Stock Market, one
for securities listed on the American Stock Exchange or
regional exchanges, and one for exchange-listed options.
For each section, this report identifies the number of
non-directed orders as a percentage of total customer
orders. Quarterly Route Reports:
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Order Routing Quarterly Report SEC Rule 11Ac1-6 |