Stock USA Execution Services - Institutional Trading Investment Banking Online Trading

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Title

Certification Regarding Foreign Banks

Corporate Agreement

Customer Account Agreement (CAG)

Domicile Affidavit

DSR Questionnaire

DVP New Account Approval

DVP/Prime Brokerage Executing Broker Agmt.

Foreign Entity Declaration - Foreign Corp.

Form 144

Form 144 Brokers Letter

Form 144 Sellers Letter

Form 144K Sellers Letter

Investment Club Account

Joint Account Agreement - Tenants In Common

Journal Request - LOA

Know Your Client Questionnaire - Foreign Corp.

Limited Liability Company Authorization

Limited Trading Authorization

Multiple User Agreement

Option Agreement

Required: Options involve specific risks and complexities, and are not suitable for all investors. Prior to buying or selling an option, a person must receive a copy of Characteristics and Risks of Standardized Options. Uncovered options carry special risks and uncovered option writers must also read the Statement for Uncovered Option Writers. Copies of this document are available from our firm by calling 1(800)874-3039. You may also request a copy of the printed booklet delivered by U.S. postal mail.

Partnership Account Agreement

PenFlex Account Application

PFSI Basic Plan Description for Employees

PFSI Coverdale ESA Simplifier

PFSI ESA Designation of Beneficiary

PFSI IRA Designation of Beneficiary

PFSI IRA Distribution

PFSI IRA Financial Disclosure

PFSI IRA Simplifier

PFSI Qualified Designation of Beneficiary

PFSI Qualified Plan Basic Plan Document

PFSI Roth IRA Financial Disclosure

PFSI Roth IRA Simplifier

PFSI SEP Adoption Agreement

PFSI SEP Eligibility Form

PFSI SEP Plan Document

PFSI SEP Summary for Employees

PFSI Simple IRA Participation Notice/Summary Desc

PFSI Simple IRA Plan Adoption Agreement

PFSI Simple IRA Plan Basic Plan Document

PFSI SIMPLE IRA Plan Eligibility Form

PFSI Simple IRA Plan Salary Reduction Agreement

PFSI SIMPLE IRA Simplifier

Portfolio Margin Account Form

Portfolio Margin Test

Power of Attorney

Trading Authorization (Full)

Transfer on Death

Trustee Certification

W8-BEN

All transactions are executed through Stock USA Execution Services Member FINRA, NYSE ARCA, NASDAQ, CBSX, NSX, SIPC, & NFA.
System response, trade executions and account access may be affected by market conditions, system performance, quote delays and other factors. The risk of loss in electronic trading can be substantial. You should therefore consider whether such trading is suitable for you in light of your financial resources and circumstances.
Stock USA Execution Services is registered in all 50 states and Puerto Rico.
Stock USA Execution Services is compensated from a portion of the bid/ask spreads for FX Trades.
Stock USA Execution Services is a wholly owned subsidiary of Stock USA Financial, Inc.